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How to Fine-tune the Model: Unified Model Shift and Model Bias Policy Optimization

Neural Information Processing Systems

Designing and deriving effective model-based reinforcement learning (MBRL) algorithms with a performance improvement guarantee is challenging, mainly attributed to the high coupling between model learning and policy optimization. Many prior methods that rely on return discrepancy to guide model learning ignore the impacts of model shift, which can lead to performance deterioration due to excessive model updates. Other methods use performance difference bound to explicitly consider model shift. However, these methods rely on a fixed threshold to constrain model shift, resulting in a heavy dependence on the threshold and a lack of adaptability during the training process. In this paper, we theoretically derive an optimization objective that can unify model shift and model bias and then formulate a fine-tuning process. This process adaptively adjusts the model updates to get a performance improvement guarantee while avoiding model over-fitting.







Does Model Size Matter? A Comparison of Small and Large Language Models for Requirements Classification

Zadenoori, Mohammad Amin, De Martino, Vincenzo, Dabrowski, Jacek, Franch, Xavier, Ferrari, Alessio

arXiv.org Artificial Intelligence

[Context and motivation] Large language models (LLMs) show notable results in natural language processing (NLP) tasks for requirements engineering (RE). However, their use is compromised by high computational cost, data sharing risks, and dependence on external services. In contrast, small language models (SLMs) offer a lightweight, locally deployable alternative. [Question/problem] It remains unclear how well SLMs perform compared to LLMs in RE tasks in terms of accuracy. [Results] Our preliminary study compares eight models, including three LLMs and five SLMs, on requirements classification tasks using the PROMISE, PROMISE Reclass, and SecReq datasets. Our results show that although LLMs achieve an average F1 score of 2% higher than SLMs, this difference is not statistically significant. SLMs almost reach LLMs performance across all datasets and even outperform them in recall on the PROMISE Reclass dataset, despite being up to 300 times smaller. We also found that dataset characteristics play a more significant role in performance than model size. [Contribution] Our study contributes with evidence that SLMs are a valid alternative to LLMs for requirements classification, offering advantages in privacy, cost, and local deployability.


Standard-to-Dialect Transfer Trends Differ across Text and Speech: A Case Study on Intent and Topic Classification in German Dialects

Blaschke, Verena, Winkler, Miriam, Plank, Barbara

arXiv.org Artificial Intelligence

Research on cross-dialectal transfer from a standard to a non-standard dialect variety has typically focused on text data. However, dialects are primarily spoken, and non-standard spellings are known to cause issues in text processing. We compare standard-to-dialect transfer in three settings: text models, speech models, and cascaded systems where speech first gets automatically transcribed and then further processed by a text model. In our experiments, we focus on German and multiple German dialects in the context of written and spoken intent and topic classification. To that end, we release the first dialectal audio intent classification dataset. We find that the speech-only setup provides the best results on the dialect data while the text-only setup works best on the standard data. While the cascaded systems lag behind the text-only models for German, they perform relatively well on the dialectal data if the transcription system generates normalized, standard-like output.